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Date posted: July 2, 2009
Catalog of Federal Domestic Assistance (CFDA) Number: 45.169
Questions?
Program questions from applicants in the United States should be directed to NEH’s Office of Digital Humanities at odh@neh.gov. Hearing-impaired
applicants can contact NEH via TDD at 1-866-372-2930.
The National Endowment for the Humanities (NEH) in the United States and the German Research Foundation (Deutsche Forschungsgemeinschaft e.V., DFG) are working together to offer support for digitization projects in the humanities. These grants provide funding for up to three years of development in any of the following areas:
Collaboration between U.S. and German partners is a key requirement for this grant category.
Each application must be sponsored by at least one eligible German individual or institution, and at least one U.S. institution (see Eligibility requirements below), and there must be a project director from each country. The partners will collaborate to write a single application package. The U.S. partner will submit the package to NEH via Grants.gov, and the German partner will submit it to DFG via regular postal service. (The German partner is also encouraged to submit a pdf version of the package via e-mail.)
All potential applicants should note that, while NEH and DFG each host a version of the guidelines on their respective Web sites, the requirements for the application package as outlined in Section IV, Application and Submission Information, are identical. However, each set of guidelines contains some variations in grant administration procedures to be followed by successful applicants. These variations reflect the local administrative and organizational requirements of each country.
Applications should explain the need for the U.S.-German partnership and the ways in which the transatlantic collections will be developed and managed.
Proposals for projects may include
Successful applicants will be expected to create and make publicly available a final report, or “white paper,” as one of their work products. This report should document their project, including lessons learned, so that others can benefit from their experience.
DFG/NEH Enriching Digital Collections Grants may not be used for
Open Access and Grant Products
Both NEH (as a taxpayer-supported federal agency) and DFG (as a publicly-financed independent agency) endeavor to make the products of their grants available to the broadest possible audience. Our goal is for scholars, educators, students, and the international public to have ready and easy access to the wide range of NEH and DFG project outcomes. For projects that lead to the development of Web sites, all other considerations being equal, NEH and DFG give preference to those that provide free access to the public. Detailed guidance on access and dissemination matters can be found in the dissemination section below.
Awards range from $100,000 to $350,000 (approximately 70,000 to 260,000 € ) for up to three years. A representative institution from each country will receive its portion of the grant funds from the funding agency in its country (NEH in the U.S.; DFG in Germany). Projects must include a project director and institutional affiliation from each country, so that funds may be distributed according to respective national laws and funding guidelines. Successful applicants to NEH will be awarded a grant in outright funds or federal matching funds, depending on the applicant’s preference and the availability of NEH funds.
(Learn more about different types of NEH grant funding.)
The amounts requested from each funding agency should not differ by more than 20 percent; any disparity over 20 percent requires justification in the budget. See Budget, below, for more information.
Cost Sharing
Although cost sharing is not required, NEH is rarely able to support the full costs of projects approved for funding. In most cases, NEH grants cover no more than 50-60 percent of project costs.
DFG expects that participating institutions will make a reasonable contribution to the cost of the project. This contribution must be specified in the proposal.
Applications must be submitted to both NEH and DFG. Applications sent to only one agency will not be considered for review. See the instructions on How to Submit Your Application Via Grants.gov and How to Submit Your Application to DFG.
Late, incomplete, and ineligible applications will not be reviewed.
U.S. Partner Eligibility
Any U.S. nonprofit organization with IRS 501(c)(3) tax-exempt status is eligible, as are state and local governmental agencies and tribal governments. Grants are not awarded to individuals.
NEH generally does not award grants to other federal entities or to applicants whose projects are so closely intertwined with a federal entity that the project takes on characteristics of the federal entity’s own authorized activities. This does not preclude applicants from using grant funds from, or sites and materials controlled by, other federal entities in their projects.
German Partner Eligibility
Eligible applicants include scientific service institutions (such as libraries, archives, media and computer centres), research institutes, and scientists or academics (Ph.D. required) from any discipline working at German research institutions. As a rule, only publicly funded institutions are eligible to apply. For further details, see the
Summary for Applicants and consult DFG Form 12.01 (18-page PDF).
Application Advice and Proposal Drafts
Prior to submitting a proposal, applicants are encouraged to contact program officers who can offer advice about preparing the proposal. These comments are not part of the formal review process and have no bearing on the final outcome of the proposal, but applicants have found them helpful in strengthening their applications. You may submit a draft proposal to DFG or NEH (or to both of them) until six weeks prior to the deadline.
You will submit your single application to both funding agencies. Co-applicants should collaborate in order to create this single application package. The application materials should be exactly the same in the copies submitted to NEH and DFG, with the following exception: Applications submitted to NEH through Grants.gov should list a primary Project Director affiliated with a U.S.-based institution; applications submitted to the DFG should list a primary Project Director (Hauptantragsteller) affiliated with a German institution.
Proposals should be submitted in English. In exceptional cases and only following consultation with NEH staff and the DFG Head Offices, proposals may be submitted in German as well as English. In these cases the English version is binding.
The application should consist of the following parts.
How to Submit Your Application via Grants.gov
Register or Verify Registration with Grants.gov
Applications for this program must be submitted via Grants.gov. Before using Grants.gov for the first time, each organization must register with the Web site to create an institutional profile. Once registered, your organization can then apply for any government grant on the Grants.gov Web site.
If your organization has already registered and you have verified that your registration is still valid, you may skip this step. If not, please see our handy checklist to guide you through the registration process. We strongly recommend that you complete or verify your registration at least two weeks before the application deadline, as it takes time for your registration to be processed. If you have problems registering with Grants.gov, call the Grants.gov help desk at 1-800-518-4726.
Download the Free Adobe Reader software
To fill out a Grants.gov application package, you will need to download and install the current version of Adobe Reader. The latest version of Adobe Reader, which is designed to function with PCs and Macintosh computers using a variety of popular operating systems, is available at no charge from the Adobe Web site
(www.adobe.com).
Once installed, the current version of Adobe Reader will allow you to view and fill out Grants.gov application packages for any federal agency. If you have a problem installing Adobe Reader, it may be because you do not have permission to install a new program on your computer. Many organizations have rules about installing new programs. If you encounter a problem, contact your system administrator.
Download the Application Package
To submit your application, you will need to download the application package from the Grants.gov Web site. You can download the application package at any time. (You do not have to wait for your Grants.gov registration to be complete.) Click the button at the right to download the package.
Save the application package to your computer’s hard drive. To open the application package, select the file and double click. You do not have to be online to work on it.
You can save your application package at any time by clicking the “Save” button at the top of your screen. Tip: If you choose to save your application package before you have completed all the required forms, you may receive an error message indicating that your application is not valid. Click “OK” to save your work and complete the package another time. You can also use e-mail to share the application package with members of your organization or project team.
The application package contains three forms that you must complete in order to submit your application:
To assist applicants, Grants.gov provides a helpful troubleshooting page.
How to Fill Out the SF-424 Short Form
Select the form from the menu and double click to open it. Please provide the following information:
How to Fill Out the Supplementary Cover Sheet for NEH Grant Programs
Select the form from the menu and double click to open it. Please provide the following information:
How to Use the NEH Attachment Form
You will use this form to attach the files that make up your application.
Your attachments must be in Portable Document Format (.pdf). We cannot accept
attachments in their original word processing or spreadsheet formats. If you don’t already have software to convert your files into PDFs, many low-cost and free software packages will do so, To learn more, go to
www.neh.gov/grants/grantsgov/pdf.html.
When you open the NEH Attachment Form, you will find fifteen attachment buttons, labeled “Attachment 1” through “Attachment 15.” By clicking on a button, you will be able to choose
the file from your computer that you wish to attach. You must name and attach your files
in the proper order so that we can identify them. Please attach the proper file to the
proper button as listed below:
ATTACHMENT 1: To this button, please attach your description of the project and its significance.
Please name the file “projectdescription.pdf”.
ATTACHMENT 2: To this button, please attach your table of contents. Please name the file “contents.pdf”.
ATTACHMENT 3: To this button, please attach your narrative. Please name the file “narrative.pdf”.
ATTACHMENT 4: To this button, please attach your history of grants. Please name the file “granthistory.pdf”.
ATTACHMENT 5: To this button, please attach your list of project consultants and advisory board members. Please name the file “consultants.pdf”.
ATTACHMENT 6: To this button, please attach your NEH budget. Please name the file “NEHbudget.pdf”.
ATTACHMENT 7: To this button, please attach your DFG budget. Please
name the file “DFGbudget.pdf”.
ATTACHMENT 8: To this button, please attach your appendices. Please
name the file “appendices.pdf”.
Use the remaining buttons to attach any additional materials (if appropriate).
Please give these attachments meaningful file names and ensure that they are PDFs.
Uploading Your Application to Grants.gov
When you have completed all three forms, use the right-facing arrow to move each of them to the “Mandatory Documents for Submission” column. Once they have been moved over,
the “Submit” button will activate. You are now ready to upload your application package to Grants.gov.
During the registration process, your institution designated one or more AORs (Authorized Organization Representatives). These AORs typically work in your institution’s Sponsored Research Office or Grants Office. When you have completed your application, you must ask your AOR to submit the application, using the special username and password that were assigned to him or her during the registration process.
To submit your application, your computer must have an active connection to the Internet. To begin the submission process, click the “submit” button. A page will appear, asking you to sign and submit your application. At this point, your AOR will enter his or her username and password. When you click
the “sign and submit application” button, your application package will be uploaded to Grants.gov. Please note that it may take some time to upload your application package, depending on the size of your files and the speed of your Internet connection.
After the upload is complete, a confirmation page will appear. This page, which includes a tracking number, indicates that you have submitted your application to Grants.gov. Please print this page for your records. The AOR will also receive a confirmation e-mail message.
NEH suggests that you submit your application no later than 5:00 p.m. (Eastern Time) on
the day of the deadline. That way, should you encounter a technical problem of some kind, you
will still have time to contact the Grants.gov help desk for support. The Grants.gov help desk
is open Monday to Friday from 7:00 a.m. to 9:00 p.m. (Eastern Time) at 1-800-518-4726.
You can also send an e-mail to support@grants.gov.
To assist applicants, Grants.gov provides a helpful troubleshooting page.
Deadlines
Applications must be received by Grants.gov on or before October 8, 2009. Grants.gov will date- and time-stamp your application after it is fully uploaded. Applications submitted after that date will not be accepted.
How to Submit Your Application to DFG
Signed applications should be sent in duplicate by regular postal mail to the DFG Head Offices, III-LIS, Kennedyallee 40, 53170 Bonn. Applicants are also asked to send a pdf version of the application to the DFG email address specified in the “DFG Contact for German Partners” section below.
Reviewers involved in the process will be asked to apply the following criteria in assessing applications.
All other considerations being equal, preference will be given to projects that provide free, online access to digital materials produced with grant funds.
Review and selection process
Each proposal submitted to NEH and DFG will be evaluated by at least two independent reviewers. A panel of peer reviewers will be selected jointly by NEH and DFG. Reviewers will read each application and advise NEH and DFG about the application’s merits. DFG and NEH staff will comment on matters of fact or on significant issues that otherwise would be missing from these reviews and then will jointly prepare recommendations to the DFG Scientific Library Services and Information Systems Committee and the National Council on the Humanities. The NEH Chairman takes into account the advice provided by the review process (on the basis of the recommendations formulated by the joint DFG/NEH Panel) and the National Council on the Humanities and, by law, makes all final NEH funding decisions. The DFG Joint Committee takes into account the advice provided by the review process (on the basis of the recommendations formulated by the joint DFG/NEH Panel) and the DFG Scientific Library Services and Information Systems Committee and, by DFG statutes, makes all final DFG funding decisions. DFG and NEH will notify applicants in June 2010 whether proposals have been funded.
Information for U.S. Partners
Award notices
Applicants will be notified by e-mail of the decision by late June 2010. Institutional grants administrators and project directors of successful applications will also receive at that time award documents by mail. Applicants may obtain the evaluations of their applications by sending an e-mail message to odh@neh.gov.
Administrative requirements
Before submitting an application, applicants should review their responsibilities as
an award recipient and the lobbying certification requirement.
Award conditions
The requirements for awards are contained in the General Terms and Conditions for Awards to Organizations, any specific terms and conditions contained in the award document, and the applicable OMB circulars governing federal grants management.
Reporting requirements
A schedule of report due dates will be included with the award document.
Interim and final performance reports will be required. Further details can be found in Performance Reporting Requirements.
A final Federal Financial Report (SF-425) will be due within ninety days after the end of the award period.
Information for DFG Partners
German partners are encouraged to review the DFG Guidelines for the Use of Funds (Form 2.012e) (6-page PDF) for award administration information specific to institutions in Germany.
If you have questions about the program, contact:
NEH Contact for U.S. Partners
If you have questions about the program, contact the Office of Digital
Humanities staff at
odh@neh.gov. Applicants wishing to speak to a staff
member by telephone should provide in the e-mail message a telephone number
and a preferred time to call.
If you need help using Grants.gov, contact:
Grants.gov: http://www.Grants.gov
Grants.gov help desk: support@Grants.gov Grants.gov customer support tutorials and manuals: http://www.Grants.gov/applicants/applicant_help.jsp Grants.gov support line: 1-800-518-GRANTS (4726)
DFG Contact for German Partners
Dr. Christoph Kümmel
Scientific Library Services and Information Systems (Wissenschaftliche Literaturversorgungs- und Informationssysteme LIS) / Humanities and Social Sciences Division Tel. +49 (228) 885-2857 Christoph.Kuemmel@dfg.de
This information is for the U.S. partner in the project. German partners are encouraged to review the
DFG
guidelines for other information
specific to institutions in Germany.
Privacy Policy
Information in these guidelines is solicited under the authority of the National Foundation on the Arts and Humanities Act of 1965, as amended, 20 U.S.C. 956. The principal purpose for which the information will be used is to process the grant application. The information may also be used for statistical research, analysis of trends, and Congressional oversight. Failure to provide the information may result in the delay or rejection of the application.
Application Completion Time
The Office of Management and Budget requires federal agencies to supply information on the time needed to complete forms and also to invite comments on the paperwork burden. NEH estimates that the average time to complete this application is fifteen hours per response. This estimate includes time for reviewing instructions, researching, gathering, and maintaining the information needed, and completing and reviewing the application.
Please send any comments regarding the estimated completion time or any other aspect of this application, including suggestions for reducing the completion time, to the Office of Publications, National Endowment for the Humanities,
Washington, D.C. 20506; and to the Office of Management and Budget, Paperwork Reduction Project (3136-0134),
Washington, D.C. 20503. According to the Paperwork Reduction Act of 1995, no persons are required to respond
to a collection of information unless it displays a valid OMB number.
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