![]() The deadline for this program has passed. Updated guidelines will be posted in advance of the next deadline. In the meantime, please use these guidelines to get a sense of what is involved in assembling an application.
Date posted: July 14, 2010
Catalog of Federal Domestic Assistance (CFDA) Number: 45.169
Questions?
Contact the NEH Office of Digital Humanities via e‑mail at odh@neh.gov. Applicants wishing to speak to a staff member by telephone should provide in an e-mail message a telephone number and a preferred time to call. Hearing-impaired applicants can contact NEH via TDD at 1-866-372-2930.
The National Endowment for the Humanities (NEH) invites applications to the Digital Humanities Start-Up Grants program. This program is designed to encourage innovations in the digital humanities. By awarding relatively small grants to support the planning stages, NEH aims to encourage the development of innovative projects that promise to benefit the humanities.
Proposals should be for the planning or initial stages of digital initiatives in any area of the humanities. Digital Humanities Start-Up Grants may involve
Innovation is a hallmark of this grant category. All applicants must propose an innovative approach, method, tool, or idea that has not been used before in the humanities. These grants are modeled, in part, on the “high risk/high reward” paradigm often used by funding agencies in the sciences. NEH is requesting proposals for projects that take some risks in the pursuit of innovation and excellence.
Digital Humanities Start-Up Grants should result in plans, prototypes, or proofs of concept for long-term digital humanities projects prior to implementation.
Two levels of awards will be made in this program: Level I and Level II.
Level I awards are small grants designed to fund brainstorming sessions, workshops, early alpha-level prototypes, and initial planning. In addition to early planning towards an innovative prototype, Level I proposals should identify a problem or research question, explore a research agenda, or discover appropriate methodologies or technologies. Outcomes for Level I projects would likely include reports, position papers, and plans for subsequent steps and future research or development. Level I projects may also fund conferences or workshops addressing specific topics related to the impact of technology on the humanities. Proposals should include specific plans for broad dissemination of project outcomes.
Level II awards are larger grants that can be used for more fully-formed projects that are ready to begin implementation or demonstrate proofs of concept. Level II proposals should therefore include a more articulated plan of work leading to concrete and tangible outcomes, such as working prototypes, test beds, or demonstration projects. Applicants must state in their narrative which funding level they seek. Applicants should carefully choose the funding level appropriate to the needs of the proposed project. See Section II, Award Information, for more details.
Digital Humanities Start-Up Grants support full-time or part-time activities for periods up to eighteen months. Support is available for various combinations of scholars, consultants, and research assistants; project-related travel; and technical support and services. Up to 20 percent of the total grant may be used for the acquisition of computing hardware and software. All grantees are expected to communicate the results of their work to appropriate scholarly and public audiences.
Successful applicants will be expected to create a “lessons learned” white paper. This white paper should document the project, including lessons learned, so that others can benefit from the grantees’ experience. This white paper will be posted on the NEH website.
All proposals will be required to include a data management plan that discusses how research data will be preserved. (Please see the Application and Submission Information section for more details.)
Types of projects not supported
Digital Humanities Start-Up Grants cannot be used for
Providing access to grant products
As a taxpayer-supported federal agency, NEH endeavors to make the products of its grants available to the broadest possible audience. Our goal is for scholars, educators, students, and the American public to have ready and easy access to the wide range of NEH grant products. For the Digital Humanities Start-up Grants program, such products may include software code, algorithms, digital tools, reports, articles, and websites. For projects that lead to the development of such products, all other considerations being equal, NEH gives preference to those that provide free access to the public.
Awards are for up to eighteen months.
Digital Humanities Start-Up Grants have two levels of funding:
Level I Grants range from $5,000 to $25,000 in outright funding.
Level II Grants range from $25,001 to $50,000 in outright funding.
In the narrative, applicants must specify which level of funding they seek.
Cost sharing
Cost sharing consists of the cash contributions made to a project by the applicant and third parties, as well as third party in-kind contributions, such as donated services and goods. Cost sharing is not required for Digital Humanities Start-Up Grants. However, applicants are welcome to use cost sharing for start-up projects in which the total budget exceeds the NEH grant limit.
Subsequent project phases
As the name implies, Digital Humanities Start-Up Grants support the initial phases of digital projects. Other NEH funding programs (in particular Digital Humanities Implementation Grants) can support subsequent phases; however, the receipt of a Digital Humanities Start-Up Grant does not imply (let alone guarantee) continued support beyond the completion of the grant.
Eligibility is limited to
Individuals are not eligible to apply.
Degree candidates may not be project directors.
Project directors may submit only one application to this program at a time, although they may participate in more than one Digital Humanities Start-Up Grant. They may also apply for other NEH awards.
When two or more institutions or organizations collaborate on a project, one of them must serve as the lead applicant and administer the grant on behalf of the others.
NEH generally does not award grants to other federal entities or to applicants whose projects are so closely intertwined with a federal entity that the project takes on characteristics of the federal entity’s own authorized activities. This does not preclude applicants from using grant funds from, or sites and materials controlled by, other federal entities in their projects.
Late, incomplete, or ineligible applications will not be reviewed.
HOW TO PREPARE YOUR APPLICATION
Application advice and proposal drafts:
Prior to submitting a proposal, applicants are encouraged to contact program officers who can offer advice about preparing the proposal and review draft proposals. These comments are not part of the formal review process and have no bearing on the final outcome of the proposal, but applicants have found them helpful in strengthening their applications. Program staff recommends that draft proposals be submitted at least six weeks before the deadline. Time constraints may prevent staff from reviewing draft proposals submitted after that date. Draft proposals may be submitted by e-mail attachment to odh@neh.gov.
You will prepare your application for submission via Grants.gov just as you would a paper application. Your application should consist of the following parts.
Register or Verify Registration with Grants.gov
Applications for this program must be submitted via Grants.gov. Before using Grants.gov for the first time, each organization must register with the website to create an institutional profile. Once registered, your organization can then apply for any government grant on the Grants.gov website.
If your organization has already registered and you have verified that your registration is still valid, you may skip this step. If not, please see the Grants.gov checklist to guide you through the registration process. We strongly recommend that you complete or verify your registration at least two weeks before the application deadline, as it takes time for your registration to be processed.
If you have problems registering with Grants.gov, call the Grants.gov help desk at 1-800-518-4726.
As part of the Grants.gov registration process, applicants are required to register with the Central Contractor Registration (CCR). Grantees are also required to maintain the currency of their information in the CCR by reviewing and updating their information at least annually after the initial registration, and more frequently if required by changes in information.
Download the Free Adobe Reader Software
To fill out a Grants.gov application package, you will need to download
and install the current version of Adobe Reader. The latest version of Adobe Reader,
which is designed to function with PCs and Macintosh computers using a variety of popular
operating systems, is available at no charge from the Adobe website
(www.adobe.com). Click on “Get Adobe Reader” and then “Download Now.”
Once installed, the current version of Adobe Reader will allow you to view and fill out Grants.gov
application packages for any federal agency. If you have a problem installing Adobe Reader, it
may be because you do not have permission to install a new program on your computer. Many
organizations have rules about installing new programs. If you encounter a problem, contact
your system administrator.
Download the Application Package
To submit your application,
you will need to download the application package from the Grants.gov
website. You can download the application package at any time.
(You do not have to wait for your Grants.gov registration to
be complete.) Click the button at the right to download the
package.
Save the application package to your computer’s hard drive. To open the application package, select the file and double click. You do not have to be online to work on it.
You can save your application package at any time by clicking the “Save” button at the top of your screen.
Tip: If you choose to save your application package before you have completed all the required forms, you may receive an error message indicating that your application is not valid. Click “OK” to save your work and complete
the package another time. You can also use e-mail to share the application package with members of your organization or project team.
The application package contains four forms that you must complete in order to submit your application:
To assist applicants, Grants.gov provides a helpful troubleshooting page.
How to Fill Out the Application for Federal Domestic Assistance—Short Organizational
Select the form from the menu and double click to open it. In items 6, 7, 8, and 9 below, NEH recommends that the project title, brief project description, project director’s name, primary contact/grants administrator’s name, and authorized representative’s name be typed directly onto the form, instead of being pasted in; pasted-in quotation marks, diacritics, and other symbols are often converted into question marks during transmittal.
Please provide the following information:
How to Fill Out the Supplementary Cover Sheet for NEH Grant Programs
Select the form from the menu and double click to open it. Please provide the following information:
How to Fill Out the Project/Performance Site Location(s) Form
Select the form from the menu and double click to open it. Please provide the requested information. Instructions for the form can be found here: http://www.grants.gov/assets/SF424Site_Location_Instructions.pdf. Alternatively, instructions for each requested data element may be viewed by positioning your cursor over the blank field.
How to Use the Attachments Form
You will use this form to attach the files that make up your application.
Your attachments must be in Portable Document Format (.pdf). We cannot accept
attachments in their original word processing or spreadsheet formats. If you don’t
already have software to convert your files into PDFs, many low-cost and free software
packages will do so. To learn more, go to
www.neh.gov/grants/grantsgov/pdf.html.
When you open the Attachments Form, you will find fifteen attachment buttons, labeled “Attachment 1” through “Attachment 15.” By clicking on a button, you will be able to choose the file from your computer that you wish to attach. You must name and attach your files in the proper order so that we can identify them. Please attach the proper file to the proper button as listed below:
ATTACHMENT 1: To this button, please attach your table of contents. Name the file
“contents.pdf”.
ATTACHMENT 2: To this button, please attach your list of project participants.
Name the file “participantslist.pdf”.
ATTACHMENT 3: To this button, please attach your abstract. Name the file “abstract.pdf”.
ATTACHMENT 4: To this button, please attach your narrative. Name the file “narrative.pdf”.
ATTACHMENT 5: To this button, please attach your budget. Name the file
“budget.pdf”.
ATTACHMENT 6: To this button, please attach your biographies. Name the file
“biographies.pdf”.
ATTACHMENT 7: To this button, please attach your data management plan. Name the file “data.pdf”.
ATTACHMENT 8: To this button, please attach your letters of commitment and support. Name the file “letters.pdf”.
ATTACHMENT 9: To this button, please attach your appendices, if any. Name the file “appendices.pdf”.
UPLOADING YOUR APPLICATION TO GRANTS.GOV
When you have completed all four forms, use the right-facing arrow to move each of them to the “Mandatory Documents for Submission” column. Once they have been moved over,
the “Submit” button will activate. You are now ready to upload your application package to Grants.gov.
During the registration process, your institution designated one or more AORs (Authorized Organization Representatives). These AORs typically work in your institution’s Sponsored Research Office or Grants Office. When you have completed your application, you must ask your AOR to submit the application, using the special username and password that were assigned to him or her during the registration process.
To submit your application, your computer must have an active connection to the Internet. To begin the submission process, click the “Submit” button. A page will appear, asking you to sign and submit your application. At this point, your AOR will enter his or her username and password. When you click
the “Sign and Submit Application” button, your application package will be uploaded to Grants.gov. Please note that it may take some time to upload your application package, depending on the size of your files and the speed of your Internet connection.
After the upload is complete, a confirmation page will appear. This page, which includes a tracking number, indicates that you have submitted your application to Grants.gov. Please print this page for your records. The AOR will also receive a confirmation e-mail message.
NEH suggests that you submit your application no later than 5:00 p.m. Eastern Time on the day
of the deadline. Doing so will leave you time to contact the Grants.gov help desk for support, should
you encounter a technical problem of some kind. The Grants.gov help desk is now available seven
days a week, twenty-four hours a day (except on
federal holidays), at 1-800-518-4726.
You can also send an e‑mail message to support@grants.gov.
To assist applicants, Grants.gov provides a helpful troubleshooting page.
DEADLINES
Draft proposals (optional): Program staff recommends that draft proposals be submitted at least six weeks before the deadline. Time constraints may prevent staff from reviewing draft proposals submitted after that date.
Applications must be received by Grants.gov on or before September 27, 2011. Grants.gov will date- and time-stamp your application after it is fully uploaded. Late applications will not be reviewed.
Evaluation of the application will take into account both the activities proposed for the start-up project and the long-term project goals.
Review and selection process
Knowledgeable persons outside NEH will read each application and advise the agency about its merits. NEH staff comments on matters of fact or on significant issues that otherwise would be missing from these reviews, then makes recommendations to the National Council on the Humanities. The National Council meets at various times during the year to advise the NEH chairman on grants. The chairman takes into account the advice provided by the review process and, by law, makes all funding decisions.
Award notices
Applicants will be notified by e-mail in March 2012. Institutional grants administrators and project directors of successful applications will receive award documents by e-mail in April 2012. Applicants may obtain the evaluations of their applications by sending an e-mail message to odh@neh.gov.
Administrative requirements
Before submitting an application, applicants should review their responsibilities as an award recipient.
Award conditions
The requirements for awards are contained in the General Terms and Conditions for Awards, the Addendum to it, any specific terms and conditions contained in the award document,
and the applicable
OMB circulars governing federal grants
management.
Reporting requirements
A schedule of report due dates will be included with the award document.
Reports must be submitted electronically via eGMS, NEH’s online grant management system. A final performance report will be required and interim reports may be required, depending on the length of the grant period. Further details can be found in Performance
Reporting Requirements.
A final Federal Financial Report (SF-425) will be due within ninety days after the end of the award period.
For further details, please see the Financial Reporting Requirements.
A white paper will be required and will be due within ninety days after the end of the grant period. This white paper should document the project, including lessons learned, so that others can benefit. This white paper will be posted on the NEH website.
If you have questions about the program, contact the ODH staff at odh@neh.gov. Applicants wishing to speak to a staff member by telephone should provide in an e-mail message a telephone number and a preferred time to call.
If you need help using Grants.gov, contact:
Grants.gov: www.grants.gov
Privacy policy
Information in these guidelines is solicited under the authority of the National
Foundation on the Arts and Humanities Act of 1965, as amended, 20 U.S.C. 956. The principal
purpose for which the information will be used is to process the grant application.
The information may also be used for statistical research, analysis of trends, and Congressional
oversight. Failure to provide the information may result in the delay or rejection of the application.
Application completion time
The Office of Management and Budget requires federal agencies to supply information
on the time needed to complete forms and also to invite comments on the paperwork burden.
NEH estimates that the average time to complete this application is fifteen hours per response.
This estimate includes time for reviewing instructions, researching, gathering, and maintaining
the information needed, and completing and reviewing the application.
Please send any comments regarding the estimated completion time or
any other aspect of this application, including suggestions for reducing
the completion time, to the Chief Guidelines Officer, at guidelines@neh.gov; the Office of Publications, National Endowment for
the Humanities, Washington, D.C. 20506; and the Office of Management and Budget,
Paperwork Reduction Project (3136-0134), Washington, D.C. 20503. According to the
Paperwork Reduction Act of 1995, no persons are required to respond to a collection
of information unless it displays a valid OMB number.
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