Date posted: August 22, 2008 Catalog of Federal Domestic Assistance (CFDA) Number: 45.169 Questions?
Questions about this request for proposals can be answered by the staff of the NEH Office of Digital Humanities (ODH) via email at
odh@neh.gov. Hearing impaired applicants can contact NEH via TDD at 1-866-372-2930. Because the NEH's ODH staff is dispersed across the agency, for a fast response please contact the ODH program first by e-mail. Applicants wishing to speak to a staff member by telephone should provide in the e-mail a telephone number and a preferred time to call.
The National Endowment for the Humanities (NEH) and the Institute of Museum and Library Services (IMLS) invite applications to the Digital Humanities Start-Up Grants program. This program is designed to encourage innovations in the digital humanities. By awarding relatively low-dollar grants to support the planning stages, NEH aims to encourage the development of projects that are particularly innovative and have the potential to make a positive impact on the humanities.
In an effort to foster new collaborations and advance the role of cultural repositories in online teaching,
learning, and research, this program is co-sponsored by the Institute of Museum and Library Services (IMLS).
NEH and IMLS encourage library and museum officials as well as scholars, scientists, educational institutions,
and other non-profit organizations to apply for these grants and to collaborate when appropriate.
Proposals should be for the planning or initial stages of
digital initiatives in any area of the humanities. Digital Humanities Start-Up Grants may involve:
Innovation is a hallmark of this grant category. All applicants must propose
an innovative approach, method, tool, or idea that has not been used before in the humanities.
These grants are modeled, in part, on the “high risk/high reward ” paradigm often used by
funding agencies in the sciences. NEH is requesting proposals for projects that take
some risks in the pursuit of innovation and excellence.
Digital Humanities Start-Up Grants should result in plans, prototypes, or proofs of concept
for long-term digital humanities projects prior to implementation.
Two levels of awards will be made in this program.
Level I awards are small grants designed to fund brainstorming sessions,
workshops, early alpha-level prototypes, and initial planning.
Level II awards are larger grants that can be used for more fully-formed projects that are
ready to start the first stage of implementation or the creation of working prototypes.
Applicants must state in their narrative which funding level they seek. The Endowment
will be setting aside funds for each of the two levels and more awards will be made in
the Level I category. Applicants should carefully choose the funding level appropriate to
the needs of the proposed project. See Section III, Award Information, for more details.
Digital Humanities Start-Up Grants support full-time or part-time activities for periods
up to eighteen months. Support is available for various combinations of scholars,
consultants, and research assistants; project-related travel; and technical support and
services. Up to 20% of the total grant may also be used for the acquisition of computing
hardware and software. All grantees are expected to communicate the results of their work
to appropriate scholarly and public audiences. In order to facilitate dissemination and
the maximum usage of the projects that are ultimately developed through the Digital
Humanities Start-Up Grants, applicants are strongly encouraged to base their projects
on open source and fully accessible software.
Successful applicants will be expected, as one of their work products, to create a "lessons learned" white paper.
This white paper should document the project, including lessons learned, so that others can benefit from their experience.
This white paper will be posted on the NEH or IMLS Web site.
Types of projects not supported
Digital Humanities Start-Up Grants cannot be used for:
The Endowment currently sponsors two agency-wide programs—We the People and Digital
Humanities—and one special initiative, Rediscovering Afghanistan.
Below is information on each.
The NEH encourages applications in these three areas of special interest.
Proposals will be evaluated through NEH’s established review process and will not receive special consideration.
We the People
To help Americans make sense of their history and of the world around them, NEH established the We the People program.
NEH encourages applications that explore significant events and themes in our nation’s history and culture and
that advance knowledge of the principles that define America. To learn more about We the People,
visit the program’s Web site.
Digital Humanities
NEH welcomes applications for humanities projects that use digital technology or study its impact.
Digital technologies offer humanists new methods of conducting research, conceptualizing relationships,
and presenting scholarship. Digital humanities projects deploy these technologies and methods to
enhance our understanding of a topic or issue. NEH also is interested in projects that study
the impact of digital technology on the humanities—exploring the ways in which it changes
how we read, write, think, and learn. Learn
more about the NEH Office of Digital Humanities.
Rediscovering Afghanistan
NEH invites applications for projects that focus on Afghanistan’s history and culture.
The special initiative is designed to promote research, education, and public programs
about Afghanistan and to encourage United States institutions to assist Afghanistan in efforts
to preserve and document its cultural resources. Learn
more about the initiative.
Digital Humanities Start-Up Grants have two levels of funding:
Level I Grants range from $5,000 to $25,000 in outright funding.
Level II Grants range from $25,001 to $50,000 in outright funding.
In the narrative, applicants must specify which level of funding they seek.
Cost Sharing
Cost-sharing is not required for Digital Humanities Start-Up Grants.
However, applicants are welcome to use cost-sharing for start-up
projects in which the total budget exceeds the NEH grant limit. Cost
sharing consists of the cash contributions made to the project by the
applicant and third parties, as well as third party in-kind contributions,
such as donated services and goods. (Learn more about
different types of grant funding.)
Subsequent Project Phases
As the name implies, Digital Humanities Start-Up Grants support the initial phases of digital projects. Other NEH funding programs can support subsequent phases; however, the receipt of a Digital Humanities Start-Up Grants does not carry with it either the implication or the guarantee of continued support beyond the completion of the grant.
Eligible applicants:
Individuals affiliated with an eligible institution must apply through an institution,
ordinarily their own institution. Adjunct faculty may apply as individuals.
Degree candidates may not be project directors.
Project directors may submit only one application to this program at a time
although they may participate in more than one Digital Humanities Start-Up Grant.
They may also apply for other NEH awards.
When two or more institutions or organizations collaborate on a project,
one of them must serve as the lead applicant and administer the grant
on behalf of the others.
NEH generally does not award grants to other federal entities or to
applicants whose projects are so closely intertwined with a federal entity
that the project takes on characteristics of the federal entity's own authorized
activities. This does not preclude applicants from using grant funds from other
federal entities in their projects, as long as these resources are not used
as gifts to release NEH matching funds.
Ineligible applications will not be reviewed.
Application advice and proposal drafts:
Prior to submitting a proposal, applicants are encouraged to contact program officers who can offer advice
about preparing the proposal and review draft proposals. These comments are not
part of the formal review process and have no bearing on the final outcome
of the proposal, but applicants in other programs have found them helpful
in strengthening their applications. Program staff recommend that
draft proposals be submitted six weeks before the deadline. Time
restraints may prevent staff from reviewing draft proposals submitted after
that date. Draft proposals may be submitted by e-mail attachment at odh@neh.gov.
You will prepare your application for submission via Grants.gov just as
you would a paper application. Your application should consist of the following parts:
Provide a detailed project description that addresses the following topics:
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Applications for this program must be submitted via Grants.gov.
Before using Grants.gov for the first time, each organization must register with the Web site to
create an institutional profile. Once registered, your organization can then apply for any
government grant on the Grants.gov Web site.
If your organization has already registered and you have verified that your
registration is still valid, you may skip this step. If not, please see our
handy checklist
to guide you through the registration process. We strongly recommend you complete or
verify your registration at least two weeks before the application deadline, as it
takes time for your registration to be processed. If you have problems registering
with Grants.gov, call the Grants.gov help desk at 1-800-518-4726.
Download the Free Adobe Reader Software
To fill out a Grants.gov application package, you will need to download
and install the current version of Adobe Reader. The latest version of Adobe Reader,
which is designed to function with PCs and Macintosh computers using a variety of popular
operating systems, is available at no charge from the Adobe Web site
(www.adobe.com) Click on “Get Adobe Reader” and then “Download Now.” Once installed, this software will allow you to view and fill out Grants.Gov application packages for any federal agency.
Once installed, the current version of Adobe Reader will allow you to view and fill out Grants.gov
application packages for any federal agency. If you have a problem installing Adobe Reader, it
may be because you do not have permission to install a new program on your computer. Many
organizations have rules about installing new programs. If you encounter a problem, contact
your system administrator.
Download the Application Package
To submit your application,
you will need to download the application package from the Grants.gov
Web site. You can download the application package at any time.
(You do not have to wait for your Grants.gov registration to
be complete.) Click the button at the right to download the
package.
Save the application package to your computer’s hard drive. To open the application package, select the file and double click. You do not have to be online to work on it.
You can save your application package at any time by clicking the “Save” button at the top of your screen.
Tip: If you choose to save your application package before you have completed it, you may receive an error
message indicating that your application is not valid if all of the forms have not been completed. Click “OK” to save your work and complete
the package another time. You can also use e-mail to share the application package with members of your organization or project team.
The application package contains three forms that you must complete in
order to submit your application:
HOW TO FILL OUT THE
APPLICATION FOR FEDERAL DOMESTIC ASSISTANCE SF-424 SHORT FORM
Select the form from the menu and double click to open it. Please
provide the following information:
HOW TO FILL OUT THE
SUPPLEMENTARY COVER SHEET FOR NEH GRANT PROGRAMS
Select the form from the menu and double click to open it. Please
provide the following information:
HOW TO USE THE NEH
ATTACHMENT FORM
You will use this form to attach the various files that make up your
application.
Your attachments must be in Portable Document Format (.pdf). We cannot
accept attachments in their original word processing or spreadsheet
formats. If you don't already have software to convert your files into
PDFs, there are many low-cost and free software packages available. To
learn more, go to http://www.neh.gov/grants/grantsgov/pdf.html.
When you open the NEH Attachment Form, you will find 15 attachment
buttons, labeled "Attachment 1" through "Attachment 15." By clicking on a
button, you will be able to choose the file from your computer that you
wish to attach. You must name and attach your files in the proper order so
that we can identify them. Please attach the proper file to the proper
button as listed below:
ATTACHMENT 1: To this button, please attach your table of contents. Please name the file “contents.pdf”.
ATTACHMENT 2: To this button, please attach your list of project participants. Please name the file “participantslist.pdf”.
ATTACHMENT 3: To this button, please attach your abstract. Please name the file “abstract.pdf”.
ATTACHMENT 4: To this button, please attach your narrative. Please name the file “narrative.pdf”.
ATTACHMENT 5: To this button, please attach your budget. Please name the file “budget.pdf”.
ATTACHMENT 6: To this button, please attach your biographies. Please name the file “biographies.pdf”.
ATTACHMENT 7: To this button, please attach your letters of commitment and support. Please name the file “letters.pdf”.
ATTACHMENT 8: To this button, please attach any additional appendices. Please name the file “appendices.pdf”.
UPLOADING YOUR APPLICATION
TO GRANTS.GOV
When you have completed all three forms, use the right-facing arrow to move each of them to the “Mandatory Documents for Submission” column. Once they have been moved over,
the “Submit” button will activate. You are now ready to upload your application package to Grants.gov.
During the registration process, your institution designated one or more AORs (Authorized Organization Representatives). These AORs typically work in
your institution’s Sponsored Research Office or Grants Office. When you have completed your application, you must ask your AOR to submit the application, using the special username and password that was assigned to him or her during the registration process.
To submit your application, your computer must have an active connection to the Internet. To begin the submission process, click the “submit” button. A page will appear asking you to sign and submit your application. At this point, your AOR will enter his or her username and password. When you click
the “sign and submit application” button, your application package will be uploaded to Grants.gov. Please note that it may take some time to upload your application package depending on the size of your files and the speed of your Internet connection.
After the upload is complete, a confirmation page, which includes a tracking number, will appear indicating that you have submitted your application to Grants.gov. Please print this page for your records. The AOR will also receive a confirmation e-mail.
NEH suggests that you submit your application no later than 5:00 p.m.
Eastern Time on the day of the deadline. That way, should you encounter a
technical problem of some kind, you will still have time to contact the
Grants.gov help desk for support. The Grants.gov help desk is open Monday
to Friday from 7:00 a.m. to 9:00 p.m. Eastern Time at 1-800-518-4726. You
can also send an e-mail to support@grants.gov.
DEADLINES
Applications must be received by Grants.gov by October 8, 2008.
Grants.gov will date/time stamp your application after it is fully uploaded. Only applications submitted during the application windows will be reviewed.
Evaluation of the application will take into account both the activities proposed for the start-up project and
the long-term project goals.
Evaluators are asked to apply the following criteria.
Late applications will not be reviewed.
Review and Selection Process
Knowledgeable persons outside NEH will read each application and advise the agency about its merits.
The Endowment's staff comments on matters of fact or on significant issues that otherwise would be
missing from these reviews, then makes recommendations to the National Council on the Humanities.
The National Council meets at various times during the year to advise the NEH chairman on grants.
The chairman takes into account the advice provided by the review process and, by law, makes all funding decisions.
Award notices
Applicants to the October 8, 2008 deadline will be notified by e-mail in March 2009. Institutional grants administrators and project directors of successful applications will also receive at that time award documents by mail. Applicants may obtain the reasons for funding decisions on their applications by sending
an e-mail to odh@neh.gov.
Administrative requirements
Before submitting an application, applicants should review their responsibilities
as an award recipient.
Award conditions
The requirements for awards to organizations are contained in the General
Terms and Conditions for Awards to Organizations, any specific terms and conditions contained in the award document,
and the applicable OMB circulars governing
federal grants management. The requirements for awards to individuals are contained in
the General Terms and Conditions for Awards to Individuals.
Reporting requirements
A schedule of report due dates will be included with the award document.
Final performance reports will be required and interim reports may be required depending on the length of
the grant period. Further details can be found in Performance Reporting Requirements
(formerly Enclosure 2).
For organizations, a Federal Cash Transactions
Report (2-page PDF) will be due within 30 days after the end of each calendar quarter. A
final Financial Status Report
(2-page PDF) will be due within 90 days after the completion date of the award period. Further
details can be found in Financial
Reporting Requirements (formerly Enclosure 1).
A white paper will be required. This white paper should document the project, including lessons learned, so that others can benefit. This white paper will be posted on the NEH or IMLS Web site
For awards to individuals, a
Final Financial Status Report for Individuals (2-page PDF) will
be due within 90 days after the completion date of the award period. Further details can be
found in Financial Reporting
Instructions for Individuals (1-page PDF).
If you have questions about the program, contact the ODH Staff at: odh@neh.gov. Because the NEH’s ODH staff is dispersed across the agency, for a fast response please contact the ODH program first by e-mail. Applicants wishing to speak to a staff member by telephone should provide in the e-mail a telephone number and a preferred time to call.
If you need help using Grants.gov, contact:
Grants.gov: http://www.grants.gov/
Privacy Policy
Information in these guidelines is solicited under the authority of the National Foundation on the Arts and
Humanities Act of 1965, as amended, 20 U.S.C. 956. The principal purpose for which the information will be used is
to process the grant application. The information may also be used for statistical research, analysis of trends,
and Congressional oversight. Failure to provide the information may result in the delay or rejection of the application.
Application Completion Time
The Office of Management and Budget requires federal agencies to supply information on the time needed to
complete forms and also to invite comments on the paperwork burden. NEH estimates the average time to
complete this application is fifteen hours per response. This estimate includes time for reviewing instructions,
researching, gathering, and maintaining the information needed, and completing and reviewing the application.
Please send any comments regarding the estimated completion time or any other aspect of this application,
including suggestions for reducing the completion time, to the Office of Publications, National Endowment
for the Humanities, Washington, D.C. 20506; and to the Office of Management and Budget, Paperwork Reduction
Project (3136-0134), Washington, D.C. 20503. According to the Paperwork Reduction Act of 1995, no persons
are required to respond to a collection of information unless it displays a valid OMB number.
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